RBI Regulatory & Approval Support
NBFC Registration & RBI Licensing Support
Assistance in obtaining Prior RBI Approval for Change in Control / Management of NBFC
Advisory on RBI Approval-Based Transactions & Regulatory Structuring
Ongoing RBI Compliance & Reporting
End-to-end compliance with RBI NBFC Master Directions Compliance Framework
Preparation and filing of RBI Returns (DNBS-02, DNBS-10, DNBS-13, etc.) as part of periodic RBI Regulatory Reporting Services
Monitoring and implementation of RBI Circulars & Master Direction Amendments
STR / CTR Filings & AML Compliance Monitoring
PMLA Compliance & FIU-IND Reporting Services
Assistance in CKYC, CERSAI & Credit Information Companies (CIC) Reporting Compliance
Development and implementation of KYC Framework & Fair Practices Code (FPC) Compliance
Governance, Policies & Controls
Drafting, review, and updating of RBI-Mandated Policies for NBFCs
Assistance in building Internal Audit, Risk Management & Compliance Monitoring Systems
Preparation of NBFC Compliance Calendar & Regulatory Tracking Mechanism
Board-Level Advisory
Periodic Regulatory Compliance Updates to Board & Senior Management
Advisory on Regulatory Risk Management, Corporate Governance & RBI Supervisory Expectations